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Vanguard to Pay $106 Million in Restitution

Hosted on MSN · 9h

Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds. The SEC order found that the chan

The New York Times · 8h

Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.

Bloomberg L.P. · 12h

Vanguard to Pay $106 Million Over Retirement Fund Violations

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to retail investors who held popular target-date retirement funds in taxable accounts.

4h

State AG, SEC reach $106M settlement from investment adviser Vanguard Group

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

16h

This Vanguard ETF Has 23% of Its Portfolio Invested in Tech Stocks, but It Can Still Help You Generate Decades of Passive Income

Tech stocks and growth stocks don't usually correspond with passive income. Companies that are growing their earnings can ...

Pensions&Investments12h

Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

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