The two agencies sealed their memorandum of understanding to link the parts of their work that overlap, and coordinated ...

SEC Commissioner Peirce asked regulators to resist micromanaging crypto markets.

The committee that steers the U.S. securities regulator on investor issues voted to support a new effort to regulate stock transactions on blockchains.

The Securities and Exchange Commission ("SEC") won at trial in its first "shadow trading" case, holding a corporate official liable for insider trading for using nonpublic information about his ...

On April 5, 2024, a federal jury in the Northern District of California found defendant Matthew Panuwat liable for insider trading in the Securities and Exchange Commission’s (“SEC”) first-ever case ...

Stemming from staff error, the January 2023 glitch exposed gaps in NYSE’s disaster‑recovery setup, which affected thousands of listings and led to trading halts across dozens of stocks.

The U.S. stock market is one of the most dynamic and accessible in the world, but without proper regulation, it could easily spiral into chaos. This is where the Securities and Exchange Commission ...

Nov 1 (Reuters) - The U.S. Securities and Exchange Commission is facing yet another headache from the U.S. Supreme Court’s major questions doctrine. On Tuesday, U.S. District Judge William Orrick of ...

After-hours trading often results in wide bid-ask spreads due to low volumes. Understand its impact on your trades and how to navigate these trading hours.