More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...

Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...

The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...